Home Solutions GenAI Investment Suitability Assistant

10

Nearshore/Offshore centers across Europe & India

200+

Business, operational & technology programs

10K

Financial advisors receive Grid Dynamics support

Match investors to opportunities with intelligent suitability analysis

Elevate your investment suitability matching process with advanced AI technology designed for wealth management that understands the nuances of alternative investments. This starter kit combines vector search capabilities with LLMs to automate complex investment document analysis. By streamlining investor profiling, fund matching, and regulatory compliance checks across private equity, credit, real estate, and hedge funds, you can make data-driven suitability decisions faster. Generate comprehensive scoring, maintain clear audit trails, and ensure adherence to RegBI and FINRA Rule 2111 while scaling operations efficiently.

Technology building blocks for advanced investment suitability analysis

Enable similarity matching between investor profiles and fund characteristics

VECTOR EMBEDDING & SEMANTIC SEARCH

Enable similarity matching between investor profiles and fund characteristics

The foundation leverages advanced embedding models specifically tuned for financial documents and investment terminology. By converting complex investment data into high-dimensional vectors, the system enables precise semantic matching between investor requirements and fund characteristics while supporting hybrid search capabilities for optimal retrieval accuracy.

MULTIMODAL DOCUMENT PROCESSING

Extract structured data from complex investment documentation

Transform diverse alternative investment documentation into structured, analyzable data. Our system processes PPMs, LPAs, quarterly reports, and financial statements and interprets text, tables, and charts. Advanced document understanding maintains hierarchical relationships and extracts key data points while preserving critical context across multiple formats.

Extract structured data from complex investment documentation
Generate auditable decision trails for suitability determinations

REGULATORY COMPLIANCE ENGINE

Generate auditable decision trails for suitability determinations

Ensure adherence to RegBI and FINRA Rule 2111 through automated compliance validation. The engine systematically evaluates investor profiles against investment characteristics, maintaining comprehensive audit trails. Built-in checks verify accreditation status and document suitability determinations, creating a reliable compliance framework for alternative investments.

INTUITIVE RETRIEVAL ARCHITECTURE

Implement multi-hop retrieval for comprehensive document analysis

Power comprehensive document analysis through sophisticated multi-hop retrieval mechanisms. The system navigates complex investment documentation intelligently, maintaining context across sections while combining semantic understanding with traditional search methods. This ensures thorough coverage of relevant information for suitability.

Implement multi-hop retrieval for comprehensive document analysis
Perform quantitative suitability scoring based on multiple factors

ADVANCED ANALYTICS PIPELINE

Perform quantitative suitability scoring based on multiple factors

Generate data-driven suitability assessments through quantitative analysis of various factors. The pipeline evaluates investor profiles against investment characteristics, producing detailed similarity scores and analyzing portfolio impacts. Risk factors are systematically assessed to support informed investment decisions.

LLM-POWERED INSIGHT GENERATION

Harness the power of LLMs to extract and synthesize critical investment information. The system automatically processes complex legal and financial documents, identifying key terms, conditions, and risk factors. Generated insights are structured into comprehensive, actionable suitability reports.

Synthesize key investment terms and conditions from legal documents
Implement role-based access control for sensitive financial information

SECURE DATA ORCHESTRATION

Implement role-based access control for sensitive financial information

Maintain data security and compliance through robust orchestration capabilities. The system implements granular access controls, tracks document versions, and maintains detailed data lineage. This protects sensitive financial information while supporting collaborative workflows and audit requirements.

Accelerate your Investment Suitability Assistant journey

Leverage our expertise to fast-track the suitability modernization process with a focused pilot deployment. We’ll work with your team to customize the solution, integrate existing workflows, and optimize for specific requirements. Get started with core capabilities while building toward a comprehensive suitability platform.

Industry

Industry

Modernize your wealth management solutions with our cutting-edge analytics solutions.

Schedule a demo

Investment Suitability Assistant use cases

Two pieces of puzzle

Investor profile matching

Document with a checkmark

Automated document processing

cms icon

Regulatory compliance management

People icon

Enhanced client management

Hand with a warning sign

Robust risk assessment

dashboard icon

Performance reporting and analytics

How investment suitability technology works: Inside our technology stack

The starter kit leverages advanced AI to streamline investment suitability analysis through a sophisticated data pipeline. First, it aggregates and vectorizes client data from CRMs, risk questionnaires, and portfolio tools. Simultaneously, it processes complex investment documents like PPMs and LPAs using multimodal LLMs to extract critical terms and conditions. The system then performs intelligent similarity matching using cosine/Euclidean search to align investor profiles with suitable opportunities. This generates comprehensive fitment scores while maintaining clear audit trails for regulatory compliance with RegBI and FINRA standards. Advisors receive data-driven recommendations backed by a thorough analysis of client requirements and investment characteristics.

How investment suitability technology works

Our latest innovations

Get in touch

Let's connect! How can we reach you?

    Invalid phone format
    Submitting
    GenAI Investment Suitability Assistant

    Thank you!

    It is very important to be in touch with you.
    We will get back to you soon. Have a great day!

    check

    Something went wrong...

    There are possible difficulties with connection or other issues.
    Please try again after some time.

    Retry