10
Nearshore/Offshore centers across Europe & India
200+
Business, operational & technology programs
10K
Financial advisors receive Grid Dynamics support
Match investors to opportunities with intelligent suitability analysis
Elevate your investment suitability matching process with advanced AI technology designed for wealth management that understands the nuances of alternative investments. This starter kit combines vector search capabilities with LLMs to automate complex investment document analysis. By streamlining investor profiling, fund matching, and regulatory compliance checks across private equity, credit, real estate, and hedge funds, you can make data-driven suitability decisions faster. Generate comprehensive scoring, maintain clear audit trails, and ensure adherence to RegBI and FINRA Rule 2111 while scaling operations efficiently.
Technology building blocks for advanced investment suitability analysis
VECTOR EMBEDDING & SEMANTIC SEARCH
Enable similarity matching between investor profiles and fund characteristics
The foundation leverages advanced embedding models specifically tuned for financial documents and investment terminology. By converting complex investment data into high-dimensional vectors, the system enables precise semantic matching between investor requirements and fund characteristics while supporting hybrid search capabilities for optimal retrieval accuracy.
MULTIMODAL DOCUMENT PROCESSING
Extract structured data from complex investment documentation
Transform diverse alternative investment documentation into structured, analyzable data. Our system processes PPMs, LPAs, quarterly reports, and financial statements and interprets text, tables, and charts. Advanced document understanding maintains hierarchical relationships and extracts key data points while preserving critical context across multiple formats.
REGULATORY COMPLIANCE ENGINE
Generate auditable decision trails for suitability determinations
Ensure adherence to RegBI and FINRA Rule 2111 through automated compliance validation. The engine systematically evaluates investor profiles against investment characteristics, maintaining comprehensive audit trails. Built-in checks verify accreditation status and document suitability determinations, creating a reliable compliance framework for alternative investments.
INTUITIVE RETRIEVAL ARCHITECTURE
Implement multi-hop retrieval for comprehensive document analysis
Power comprehensive document analysis through sophisticated multi-hop retrieval mechanisms. The system navigates complex investment documentation intelligently, maintaining context across sections while combining semantic understanding with traditional search methods. This ensures thorough coverage of relevant information for suitability.
ADVANCED ANALYTICS PIPELINE
Perform quantitative suitability scoring based on multiple factors
Generate data-driven suitability assessments through quantitative analysis of various factors. The pipeline evaluates investor profiles against investment characteristics, producing detailed similarity scores and analyzing portfolio impacts. Risk factors are systematically assessed to support informed investment decisions.
LLM-POWERED INSIGHT GENERATION
Synthesize key investment terms and conditions from legal documents
Harness the power of LLMs to extract and synthesize critical investment information. The system automatically processes complex legal and financial documents, identifying key terms, conditions, and risk factors. Generated insights are structured into comprehensive, actionable suitability reports.
SECURE DATA ORCHESTRATION
Implement role-based access control for sensitive financial information
Maintain data security and compliance through robust orchestration capabilities. The system implements granular access controls, tracks document versions, and maintains detailed data lineage. This protects sensitive financial information while supporting collaborative workflows and audit requirements.
Accelerate your Investment Suitability Assistant journey
Leverage our expertise to fast-track the suitability modernization process with a focused pilot deployment. We’ll work with your team to customize the solution, integrate existing workflows, and optimize for specific requirements. Get started with core capabilities while building toward a comprehensive suitability platform.
Workshop
We offer free half-day workshops with our top experts in investment suitability modernization to discuss the starter kit’s benefits, our strategic approach, and how to apply it in your environment.
Discovery
If you’re interested in witnessing the Investment Suitability Assistant in action, we can start with a one—to two—week proof-of-concept project to demonstrate the platform’s performance quality.
Proof of concept
If you’re at the stage of business requirements analysis and strategy development, we can start with a 2-3 week discovery phase to help develop the business case, design an optimized solution, and build an implementation roadmap.
Modernize your wealth management solutions with our cutting-edge analytics solutions.
Schedule a demoInvestment Suitability Assistant use cases
Investor profile matching
Automated document processing
Regulatory compliance management
Enhanced client management
Robust risk assessment
Performance reporting and analytics
How investment suitability technology works: Inside our technology stack
The starter kit leverages advanced AI to streamline investment suitability analysis through a sophisticated data pipeline. First, it aggregates and vectorizes client data from CRMs, risk questionnaires, and portfolio tools. Simultaneously, it processes complex investment documents like PPMs and LPAs using multimodal LLMs to extract critical terms and conditions. The system then performs intelligent similarity matching using cosine/Euclidean search to align investor profiles with suitable opportunities. This generates comprehensive fitment scores while maintaining clear audit trails for regulatory compliance with RegBI and FINRA standards. Advisors receive data-driven recommendations backed by a thorough analysis of client requirements and investment characteristics.
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