The GenAI Investment Suitability Assistant

The GenAI Investment Suitability Assistant is an innovative wealth management starter kit that transforms how financial advisors match investments with investors. Using advanced semantic vector search and multimodal large language models, this solution streamlines the complex process of investment suitability assessment. The assistant processes diverse data sources—from CRM profiles to fund documentation—analyzing both client factors and investment characteristics to generate comprehensive suitability scores. By automating the analysis of complex investment documentation while ensuring compliance with SEC RegBI and FINRA Rule 2111 requirements, the tool is particularly valuable for evaluating alternative investments like private equity, private credit, and real estate, where manual analysis would typically require significant time and resources.